Mak Sangha

Senior Compliance Officer

Mak has been associated with GP Wealth Management since 2006. He handles various aspects of sales compliance and dealer operations.

Mak comes to us with a very distinguished background. Mak holds a Bachelor of Engineering degree, a MBA in Finance and in 1999 he attained his CFA designation.

Mak started in the financial services industry as an Investment Representative for TD Waterhouse where he serviced high net worth individuals. He later became Team Manager, Trading where he led a team of 12 Investment Representatives.

In 2002 Mak became Assistant Branch Manager, Surveillance. This position entailed monitoring the activities of more than 200 financial planners across Canada.

More recently, Mak was the Regional Compliance Officer, Western Canada for Performa Financial Group Limited. Here he was responsible for implementing representative and branch training programs, auditing branches, liaising with the regulators and performing trade reviews.